206 Task B Handout It is a legal requirement to follow agreed ways of working. Policies and procedures or "agreed ways of working" set out how we your employer require you to work. They incorporate various pieces of legislation as well as best practice. They are there to benefit and protect you, the individuals you support and us your employer. They enable you to provide a good quality service working within the legal framework and most importantly aim to keep you and the individuals you support, safe from danger or harm.
Those directly involved will also include the Board of Directors and executive leadership. The member of the BCP execution team will be delegated roles and tasks to provide clear understanding and plan execution. The BCP team will be a cross-functional team that covers all critical areas within the department, so in the event of a major business
This is when an auditor does an actual review of the processes and the security of these processes and makes “professional recommendations” on the implementation of systems, the security of the systems and software, and even recommendations on better implementation of the database management. SAS 70 is important for all processes, electronic and manual, that may be outsourced to third party companies or may be maintained by third party software. This report provides the company as well as the third parties with a report that provides information on the internal controls that are in place and their effectiveness within both businesses. This allows the organizations to determine whether or not they need to make changes to their processes to ensure the security of the data that is being shared between parties (Hunton, 2004, p. 217). Finally, SAS 94 addresses the need for the auditor, and its firm, to fully understand the programming and technology that is being used for any given company.
I have no illusions that any product is fail-safe or perfect but I think these companies that develop these products should bear some responsibility for their products. My way of thinking is to make sure I gain my consumer trust by producing a product that will provide a better sense of protection of their personal information especially with the ever changing landscape of the Information Technology
Research and knowledge of these policies ensures that I work to required legal expectations for the benefit of myself, colleagues, employers and the service user. 1.3 Open mindedness and a commitment to the job role should void any prejudices or ignorance that could potentially affect the quality of service to the service user. Be professional and concentrate solely on the job with which one is employed to do, leaving personal beliefs and opinions that may differ from service user at home. 2.1 Reflection on ones own practise is beneficial in that it enables you to assess what is done to a satisfactory standard and what areas need improvement. Reflection on own standards can enhance quality of service provided, becoming more aware, increase job satisfaction and work efficiency.
Identify the main reasons for reviewing working methods, products and / or services in a business environment. The main reason why a business should review working methods, products and / or services are to ensure that they are keeping in line with other businesses. An example of not keeping up with the times is HMV. Change can cause added pressures to the business. However there are changes that would have a small affect on the business.
It is a review of management and how operating procedures work. How effective and efficient the procedures are for the company. Although operational audits reveal possible problems in the financials statements, a compliance audit and fraud audit will help Whitfields internal
Internal controls By: Diana Clavijo XACC/280 1. Internal controls consist of methods and measures that must be adopted by any business or company it is what is needed to keep any dishonest behavior from happening such as stealing or any type of frauds from occurring. Internal control safeguards the company’s assets and also enhances the reliability of its accounting records; internal controls were created to govern a company’s financial records. In my personal opinion this is something that can definitely help a company from any fraudulent behavior and reduces the amount of errors that it can have in the financial records, Internal controls helps a company keep their assets safe which is what is most valuable in any type of business. Without internal controls dishonest work would keep recurring thanks to
At the same time the CPA must also maintain their obligation to the public as evidenced by their independence, integrity, and objectivity. A fundamental responsibility of the CPA is their concern for the confidentiality of client information. Responsibilities to colleagues: CPA and AICPA members should cooperate with each other to improve the art of accounting in an effort to gain public confidence and carry out the profession’s responsibility of
In addition, they should also be held accountable for these decisions. These ideas are thought to be true in most circumstances, but typically there are variations when dealing with each individual belief. Within the obligation category, certain issues may not always be handled easily. The strict belief to always do what is morally right may not leave much room for compromise in the business world. The inability to look past the right choice to the most beneficial one, the obligation to right versus wrong, and the idea of equality in the workplace may result in problems in the workplace for a person who holds these values within the obligation category.