Finance Principle Essay

2432 WordsAug 31, 201410 Pages
FNSINC401A Apply principles of professional practice to work in the financial services industry Release: 1 FNSINC401A Apply principles of professional practice to work in the financial services industry Date this document was generated: 5 October 2012 FNSINC401A Apply principles of professional practice to work in the financial services industry Modification History Not applicable. Unit Descriptor Unit descriptor This unit describes the performance outcomes, skills and knowledge required to identify industry professional approaches to procedures, guidelines, policies and standards, including ethical requirements and model and meet expectations of these in all aspects of work. This unit has application to a variety of financial services sectors and is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements so the varying Commonwealth, State or Territory requirements should be confirmed with the relevant body. Application of the Unit Application of the unit This unit covers skills required to work in senior roles in the financial services industry and underpins other specialist units used in all sectors of the industry. Licensing/Regulatory Information Not applicable. Pre-Requisites Prerequisite units Approved © Commonwealth of Australia, 2012 Page 2 of 15 Innovation and Business Skills Australia FNSINC401A Apply principles of professional practice to work in the financial services industry Date this document was generated: 5 October 2012 Employability Skills Information Employability skills This unit contains employability skills. Elements and Performance Criteria Pre-Content Elements describe the essential outcomes of a unit of competency. Performance criteria describe the performance needed to demonstrate achievement of the element.

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